• Regulations and Compliance

Regulations and Compliance (e. g. FATCA, AIA/SPV, GWRL, QI or GDPR)

You need help with the strategical implementation of regulatory provisions, e. g. FATCA, AIA/SPV, GWRL, QI or GDPR?

You want to outsource certain compliance areas or are looking for on-site support?

Specifically, we can support you in the following areas:

General:

Project management for the implementation of legal requirements at local and international institutes (e. g. FATCA, AIA/SPV, GDPR)

FATCA, AIA/SPV:

  • FATCA/AIA/SPV training courses for trust companies, banks and asset managers
  • Independent assessments
  • Internal FATCA and AIA reviews

GDPR:

  • Assumption of function as external data protection officer
  • Support in establishment of consent and complaint management
  • Internal trainings

We work in close cooperation with various institutions and subject matter experts. Christian Wolf is a member of the FATCA/AIA expert commission in Liechtenstein. In this context also the Network Transformation was founded, which supports financial institutions in fundamental decision-making and compliance with the constantly increasing operational requirements. Further information on the Network Transformation can be found here  or in the download below.

► Brochure "NetzwerkTransformation"